3.7 Which of the following is NOT a disadvantage of an audit committee?
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1 .3.5 Which of the following is NOT a principle of corporate governance?
A Rights of shareholders B Board responsibilities C Auditor’s accountability and remuneration D Risk management and internal control
2 .3.1 Which of the following correctly states the composition of an audit committee?
A Executive directors only B Non-executive directors only C Non-executive directors and internal auditors
3 .3.8 Which of the following is NOT a recommendation of the UK Corporate Governance Code?
A There should be a clear division of responsibility between the running of the board and running of the company’s business B All members of the board, excluding the chairman, should be independent nonexecutive directors C Executive director remuneration should be linked to corporate and individua...
4 .3.3 Who do audit committees normally liaise between?
A The internal and external auditors B The internal auditor and entity’s staff C The executive and non-executive directors D The auditors and the directors
5 .3.6 Which of the following best describes an advantage of an audit committee?
A It enables executive directors to contribute independent judgement to matters of critical importance B It offers the internal auditors a direct, formal link with the executive directors C It enables management to delegate a thorough and detailed review of audit matters D It provides effective and ...
7 .金融机构按照（ ）可以分为直接金融机构和间接金融机构。
A 职能作用 B 业务特征 C 活动领域 D 资金来源
8 .在最初资金提供者和最终资金使用者之间进行债权债务关系转换活动的中介机构通常是（ ）金融机构。
A 契约型 B 直接 C 调控型 D 间接
9 .早期银行业具有（ ）性质。
A 保险公司 B 高利贷 C 资本主义 D 社会主义
10 .商业银行的（ ），是在信用中介和支付中介职能的基础上产生的。
A 信用创造 B 金融服务 C 负责业务 D 资产业务
