[单选题] 提问人:匿名网友 提问时间:2021-08-24

In which of the following circumstances would a covered member's independence be impaired with respect to a nonissuer client?


A .The member belongs to a client golf club that requires members to acquire a share of the club's debt securities.
B .The member's spouse qualifies because of geographical residence to belong to a client's credit union, and all transactions with the credit union are conducted under normal operating practices.
C .The member is designated to serve as guardian of a friend's children if the need arises, and the friend's estate, which would be held in trust for the children, holds significant stock ownership in a client entity.
D .The member owns municipal utility bonds issued by a client, and the bonds are not material to the member's wealth.

提问人:匿名网友 提问时间:2021-08-24

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