[单选题] 提问人:匿名网友 提问时间:2021-08-24

Adler, Inc. is a reporting company under the Securities Exchange Act of 1934. The only security it has issued is voting common stock. Which of the following statements is correct?


A .Adler need not file its proxy statements with the SEC because it has only one class of stock outstanding.
B .It is unnecessary for the required annual report (Form 10K) to include audited financial statements.
C .Because Adler is a reporting company, it is not required to file a registration statement under the Securities Act of 1933 for any future offerings of its common stock.
D .Any person who owns more than 10% of Adler's common stock must file a report with the SEC.

提问人:匿名网友 提问时间:2021-08-24

参考答案(由小熊题库网聘请的专业题库老师提供的解答)

请点击↑↑↑ 查看官方参考答案 按钮

习题解析

请点击 查看官方参考答案 按钮

您可能感兴趣的题目


1 .Which of the following is a key difference in controls when changing from a manual system to a computer system?

A Methodologies for implementing controls change. B Internal control objectives differ. C Control objectives are more difficult to achieve. D Internal control principles change.

题型: 单选题 提问时间: 2021-08-24

2 .Which of the following factors, by itself, requires a corporation to comply with the reporting requirements of the Securities Exchange Act of 1934?

A Total assets of USD2 million. B Shares listed on a national securities exchange. C Six hundred employees. D Four hundred holders of equity securities.

题型: 单选题 提问时间: 2021-08-24

3 .Which of the following classifications of security controls includes smoke detectors, generators, security guards, and ID badges?

A Technical. B Administrative. C Physical. D Logical.

题型: 单选题 提问时间: 2021-08-24

4 .nder the Securities Exchange Act of 1934, which of the following types of instruments is excluded from the definition of "securities?"

A Nonconvertible debentures. B Investment contracts. C Certificates of deposit. D Convertible debentures.

题型: 单选题 提问时间: 2021-08-24

5 .Which of the following is usually a benefit of transmitting transactions in an electronic data interchange (EDI) environment?

A Automatic protection of information that has electronically left the entity. B Elimination of the need to continuously update antivirus software. C Assurance of the completeness of transaction data because of standardized controls. D Elimination of the need to verify the receipt of goods before ma...

题型: 单选题 提问时间: 2021-08-24

7 .Which of the following is a computer program that appears to be legitimate but performs an illicit activity when it is run?

A Parallel count. B Web crawler. C Trojan horse. D Redundant verification.

题型: 单选题 提问时间: 2021-08-24

8 .Under the Securities Exchange Act of 1934, a corporation with common stock listed on a national stock exchange:

A Must distribute copies of Form 10-K to its stockholders. B Must submit Form 10-K to the SEC except in those years in which the corporation has made a public offering. C Is subject to having the registration of its securities suspended or revoked. D Is prohibited from making private placement offer...

题型: 单选题 提问时间: 2021-08-24

9 .Which of the following controls most likely would ensure that an entity can reconstruct its financial records?

A Hardware controls are built into the computer by the computer manufacturer. B System flowcharts provide accurate descriptions of input and output operations. C Personnel who are independent of data input perform parallel simulations. D Backup diskettes or tapes of files are stored away from origin...

题型: 单选题 提问时间: 2021-08-24

10 .Which of the following securities is exempt from registration under the Securities Act of 1933?

A One-year notes issued to raise working capital. B Securities sold by a discount broker. C Pre-incorporation stock subscriptions. D Municipal bonds.

题型: 单选题 提问时间: 2021-08-24

 
如有问题 请联系客服
  • 客服微信